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Marketing Executive

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• To conduct trade surveillance for Equities, Fixed Income and its derivatives for potential market misconduct.

• To assess adequacy of existing surveillance model, and propose new models to be in line with regulatory requirements and perform user acceptance testing the new models.

• Assist in ensuring the MI Generic Control Plan is kept up to date with changes from Head Office.

• Assist in conducting monitoring of the relevant controls under MI Generic Control Plan.

• Managing other M&S related projects such as Outsourcing, Proof of Concept etc.

• To conduct manual monitoring for potential market manipulations and legal/regulatory violations.

• To conduct electronic communications monitoring for potential market misconduct.

• Ensure that all surveillance framework and processes are well maintained and kept relevant.

• Assist in ad-hoc requests and investigations from internal & external audit, regulator and etc.

• Keeping abreast of regulatory changes and market conditions/developments


• Degree holder with at least 6-year related marketing experience

• Basic computer skills i.e. Microsoft office,

• Maintain data confidentiality when working on classified projects, requests etc.

• Good interpersonal skills

• Able to work well both independently and in a team

• Able to work under tight timeline when required